Open the Pre-Trade Compliance Tool

Open the Pre-Trade Compliance tool from within Account Management.

To open Pre-Trade Compliance

1. Log into Account Management.

2. From the Manage Account menu, select Trade Configuration and then select Restrictions.

Note: You can also access this feature via the Manage Clients/Funds/Traders menu by selecting Trading and then Restrictions.

3. Click "Launch Pre-Trade Compliance."

If you don't see the Restrictions command in the Trade Configuration menu, this means that you are not eligible to set restrictions.