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Advisor Fee Cap

We cap the amount of fees an advisor can charge a client, up to a maximum of 25% of the client’s average equity in a given year. The Advisor Fee Cap report displays the amount of available fee cap by client.

Who can access the Advisor Fee Cap page?

You can access this page if you are a(n):

• Advisor Master User Individual
• Advisor Master User Organization
• Advisor Client User Individual
• Investment Manager Master User

To generate an advisor fee cap report

1. Click Reports > Other Reports > Fee Cap.

2. On the Advisor Fee Cap page, make the following selections:

• In the Account(s) list, select the account for which you want to generate the report.
• In the Date(s) field, select the date for the report.
• In the Section(s) field, select ALL.

3. Click View to generate the report.

For more information

• Advisor Client Markups
• Advisor Fee Cap Report Reference